Need a 401(k) audit?
We make it simple.
Need a 401(k) audit?
We make it simple.
About
our company
Focused exclusively on 401(k) plan audits, we help plan sponsors meet Employee Retirement Income Security Act of 1974 (ERISA) requirements with a clear, efficient, and reliable audit process.
This specialization allows us to:
Stay current on ERISA and Department of Labor (DOL) requirements
Provide a more efficient and streamlined audit process
Deliver clear communication from start to finish
We work with plan sponsors, HR teams, and financial professionals responsible for overseeing 401(k) plans that require an independent audit.
Whether your plan is approaching the audit threshold or you’ve been audited for years, you need a process that is organized, responsive, and easy to manage.
How our process works
We follow a structured, five-step process that guides each engagement from planning through final delivery:
1. Initial Consultation
We discuss your plan, timeline, and audit requirements to align expectations and identify key areas upfront.
2. Planning & Document Request
Audit requests are organized through a secure centralized platform where supporting documentation is uploaded and tracked securely.
3. Audit Procedures & Testing
We perform detailed testing, review plan data, and evaluate compliance with applicable requirements.
4. Ongoing Communication & Review
Questions and clarifications are handled through scheduled virtual meetings and documented communication.
5. Final Review & Report Delivery
We complete our review, address outstanding items, and issue the final audit report.
Our process is conducted through a secure, fully remote workflow using digital document exchange and scheduled virtual meetings to complete audit procedures, discuss questions, and review findings.
Audit requests and supporting documentation are organized and tracked through a centralized platform, providing clear visibility into request status with the ability to communicate and clarify details in real time. This approach reduces disruption to your day-to-day operations by keeping the audit organized and easy to manage.
Contact us
Interested in an initial consultation? Please schedule a meeting with us directly using the link below or complete the form, and we will be in touch.